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Investment Industry Regulatory Organization of Canada
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241	IIROC OVERSIGHT REVIEW 2009 Table of Contents I. Add to Reading List Source URL: www.lautorite.qc.ca Language: English - Date: 2012-01-01 19:33:21 Business continuity planning Business Finance Culture Financial regulation Investment Industry Regulatory Organization of Canada Securities
242	Microsoft Word - Self-Regulation in Securities Markets Jan[removed]final.docx Add to Reading List Source URL: www-wds.worldbank.org Language: English - Date: 2011-01-24 09:35:16 United States securities law Business Self-regulatory organizations Securities International Organization of Securities Commissions Securities Exchange Act Financial Industry Regulatory Authority Investment Industry Regulatory Organization of Canada Financial Services Authority Financial regulation Financial system Finance
243	For further information, please contact: June Yee Manager, Corporate Communications[removed]removed] Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-09-03 10:46:04 Investment Industry Regulatory Organization of Canada Securities Banking in Canada S&P/TSX Composite Index Office of the Superintendent of Financial Institutions Canadian Imperial Bank of Commerce Credit rating agency Economy of Canada Financial regulation Canada
244	For further information, please contact: Lucy Becker Vice President, Public Affairs[removed]removed] Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-09-10 11:31:04 Investment Industry Regulatory Organization of Canada Financial economics Financial system Business Self-regulatory organizations Securities Financial regulation
245	Applicable toward CPD Requirement September 9 & 10, 2014, Ottawa 5th Add to Reading List Source URL: www.federatedpress.com Language: English - Date: 2014-08-14 14:25:15 Investment Industry Regulatory Organization of Canada Securities Business Regulatory capture Financial adviser Economics Financial economics Finance Financial regulation
246	IN THE MATTER OF THE SECURITIES ACT, S.N.W.T. 2008, c. 10, AS AMENDED - and - Relief from Certain CRM2 Requirements Prescribed by NI[removed]for IIROC Members Add to Reading List Source URL: www.justice.gov.nt.ca Language: English - Date: 2014-05-30 15:49:41 Securities Financial system Finance Constitutional amendment Securities Act Financial economics Financial regulation Investment Industry Regulatory Organization of Canada
247	Microsoft Word - Section 14.2 relief - IIROC-August 2010.docx Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-11-06 18:03:33 Financial economics Financial system Business Finance Investment Financial regulation Investment Industry Regulatory Organization of Canada Securities
248	Consumer complaints about investments may include:  unsuitable investments (eg. investments that were too risky for you)  an unsuitable investment strategy (eg. Add to Reading List Source URL: faircanada.ca Language: English - Date: 2013-12-18 18:20:32 Conflict Dispute resolution Ombudsman for Banking Services and Investments Finance Autorité des marchés financiers Investment Industry Regulatory Organization of Canada Ontario Securities Commission Securities fraud Canadian Investor Protection Fund Securities Financial economics Economy of Canada
249	New IIROC Rule Book Summary and Status Report May 2009 Contents Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2012-01-09 17:03:33 Financial system Financial economics SEC filings Finance Economy of Canada Universal Market Integrity Rules Investment Industry Regulatory Organization of Canada
250	POUR PUBLICATION IMMDIATE Add to Reading List Source URL: www.lautorite.qc.ca Language: English - Date: 2012-01-01 19:34:01 Autorité des marchés financiers Finance Asset-backed commercial paper Investment Industry Regulatory Organization of Canada Ontario Securities Commission Securities Commission Capital market Canadian Imperial Bank of Commerce Canadian securities regulation Economy of Canada Financial economics Securities

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